Publications


Make sure you only invest with licensed brokers
NAB penalised $2.1 million for unconscionable conduct over account fees
The Federal Court has ordered National Australia Bank Ltd (NAB)...
Licensing and professional registration activities – 2023 update
ASIC today has released its annual licensing report today. Report...
ASIC sues crypto exchange alleging design and distribution failures
ASIC has commenced civil penalty proceedings in the Federal Court...
FCA sets out initial findings on bank account access and closures
The FCA has published the findings of its initial data...
Interactive Brokers pays $832,500 penalty for ‘negligent’ and ‘reckless’ conduct
Market participant Interactive Brokers Australia Pty Ltd (ACN 166 929...
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